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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-05-26 |
| AZ | RA | APPROVED | 2026-05-22 |
| DE | RA | APPROVED | 2026-05-22 |
| MI | RA | APPROVED | 2026-05-22 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2019-12-05 |
| TX | RA | APPROVED_RES | 2019-07-10 |
| OK | RA | APPROVED | 2019-06-06 |
| CT | RA | APPROVED | 2019-02-07 |
| VA | RA | APPROVED | 2013-05-31 |
| SC | RA | APPROVED | 2013-02-04 |
| PA | RA | APPROVED | 2011-04-07 |
| NJ | RA | APPROVED | 2010-06-16 |
| NE | RA | APPROVED | 2010-05-21 |
| MA | RA | APPROVED | 2009-04-29 |
| FL | RA | APPROVED | 2004-02-04 |
| OH | RA | APPROVED | 2004-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company Of A | New York | NY | 06/1984 | Present |
| Park Avenue Securities Llc | Beachwood | OH | 05/1999 | Present |
1. Alliance Financial Group - Insurance Sales Sale of Non-Guardian Fixed Insurance Products, Start: 05/01/2015, Address: 14021 Metropolis Ave. Fort Myers, FL 33912, 3 bus hrs per month, Investment related, 2. ASPCG, LLC-Real Estate LLC 50% member, Start: 11/01/2017, Address: 14021 Metropolis Ave. Fort Myers, FL 34113, 1 bus hr per month, Investment related, 3. Alliance Financial Group of Central & South Florida, LLC-LLC for operating Life Insurance and Equity business as GA of Guardian Life and Park Avenue Securities,. Start: 08/30/2013, Address: 14021 Metropolis Ave, Fort Myers, FL 33912, 160 bus hrs per month, Investment related, >10% annual compensation, 4. Michael Kochis, LLC-LLC for management of personal and business income and taxes, Start: 10/08/2020, Address: 14021 Metropolis Ave, Fort Myers, FL 33912, 1 total hour per month, 0 during securities trading hours, Not Investment related, No annual compensation, 5. LGMAC CORP- LLC to own Commercial Real Estate, Start: 01/07/2021, Address: 14021 Metropolis Ave, Fort Myers, FL 33912, 2 total hours per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 6. LGMAC 2-Ownership of the building where we conduct business, Start: 02/10/2023, Address: 14021 Metropolis Ave, Fort Myers, FL 33912, 3 total hours per month, 3 during securities trading hours, Investment related, Less than 10% annual compensation, 7. HK Global Adventures, LLC-Boat Charter, Start: 04/11/2024, Address: 110 Tahiti Circle Naples, FL 34113, 2 total hours per month, 0 during securities trading hours, Not Investment related, Less than 10% annual compensation, 8. Insurance Sales other than Guardian, Start: 09/25/2025, Address: 14021 Metropolis Ave. Fort Myers, FL 33912, 3 total hours per month; 3 during securities trading hours, Investment related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-20 |
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