Janice Lee Brandt

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → Present
  Sunset Financial Services, Inc./Kansas City Life Insurance Co
  Kansas City, MO
• 11/2014 → 06/2024
  Securities America Inc
  Kansas City, MO
• 03/2015 → 06/2024
  Securities America Advisors
  Kansas City, MO
• 06/2024 → Present
  Osaic Wealth, Inc.
  Kansas City, MO

Previous Registrations

• 2015-03-24 → 2024-06-14
  Securities America Advisors, Inc.
  Kansas City, MO

Other Businesses

1. SUNSET FINANCIAL SERVICES, INC. POSITION: VP, CCO NATURE: CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/12/1999 ADDRESS: 3520 Broadway, Kansas City MO 64111, United States DESCRIPTION: Oversee the compliance requirements of the wholesale broker/dealer Sunset Financial Services, Inc.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-18
• S63 Uniform Securities Agent State Law Examination
  1999-08-09

Other Names

• Janice Williams