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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Cincinnati | OH | 04/2010 | Present |
| Butler County Of Oh | Hamilton | OH | 04/2009 | 10/2019 |
| Lisa Sandlin Design | Hamilton | OH | 01/1995 | 07/2026 |
| James L Lisa Sandlin | Hamilton | OH | 09/1985 | 08/2022 |
| Transamerica Financial Advisors, Inc | Cincinnati | OH | 01/2012 | Present |
| Greater Miami Valley Ymca | Hamilton | OH | 02/2019 | 01/2022 |
| City Of Hamilton | Hamilton | OH | 09/2019 | 07/2026 |
| Rotary Club Of Hamilton | Hamilton | OH | 07/2019 | Present |
| Heartland Institute Of Financial Education | Greenwood Village | CO | 07/2020 | Present |
| Empowors, Own Your Life, Health & Wealth | Hamilton | OH | 01/2021 | 07/2026 |
| Ls Design, Llc | Hamilton | OH | 09/2021 | Present |
| The Presbyterian Church Of Hamilton | Hamilton | OH | 09/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." Rotary Club of Hamilton/ 0719-present/ Investment Related: No / P.O. Box 69 Hamilton, OH 45012 / Board of Directors / Rotary International is a philanthropic organization providing scholarships and services around the world. Heartland Institute of Financial Education / 0720-Present/ Investment Related: No / 8301 E. Prentice Ave., Ste.312 Greenwood Village, CO 80111 / CFEd / Financial Education/ Hrs Work Monthly: 10 / Sec Trading Hrs: 1 / Financial educator for a variety if companies' through prescribed courses. LS DESIGN, LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/09/2021 ADDRESS: 214 Park Avenue, Hamilton OH 45013,DESCRIPTION: 4 parcels of property, three units rented on a monthly basis from tenants occupying my properties. THE PRESBYTERIAN CHURCH OF HAMILTONPOSITION: Board of Governors NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2022 ADDRESS: 23 S Front Street, Hamilton OH 45011, United States DESCRIPTION: I would be participating on the board governing the committees of the church. Making decisions for the church activities and community services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-24 |
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