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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-02-19
  • TX RA
    APPROVED
    Since 2008-02-19

Branch Locations

1845 Precinct Line Rd Suite 101, Hurst, TX 76054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospera Financial Services, Inc. Dallas` TX 11/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-18
S63 Uniform Securities Agent State Law Examination 1986-03-18
  • S65 Uniform Investment Adviser Law Examination
    2008-02-18
  • S63 Uniform Securities Agent State Law Examination
    1986-03-18

View on SEC IAPD

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