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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-05-23 |
| TX | RA | APPROVED | 2016-05-11 |
Branch Locations
4765 E 91St St Ste 150, Tulsa, OK 74137 • United States
1401 Precinct Line Rd, Hurst, TX 76053 • United States
North Richland Hills, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Austin | TX | 04/2016 | 05/2019 |
| Ameriprise Financial Services, Inc. | Woodbury | MN | 01/2012 | 09/2016 |
| Ameriprise Financial Services, Inc. | Hurst | TX | 05/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Hurst | TX | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-05-28 |
| S66 | Uniform Combined State Law Examination | 2008-04-17 |
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