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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-23
TX RA APPROVED_RES 2012-01-05
GA RA APPROVED 2007-04-10
  • FL RA
    APPROVED
    Since 2026-06-23
  • TX RA
    APPROVED_RES
    Since 2012-01-05
  • GA RA
    APPROVED
    Since 2007-04-10

Branch Locations

1401 Precinct Line Rd, Hurst, TX 76053 • United States

South Pasadena, FL • United States

Roanoke, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 09/2005 03/2020
Ameriprise Financial Services, Llc Atlanta GA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 7872 Sailboat Key Blvd S, Unit 405, South Pasadena, FL, 33707; Investment-Related; 04/01/2025 / Single Family; 7984 Sailboat Key Blvd South, Unit 502, South Pasadena, FL, 33707; Investment-Related; 06/01/2026. Business Ownership; 7 Continents 4 Seasons; Owner; Travel related services; 1404 Marshall Creek Road, , Roanoke, TX, 76262; Not Investment-Related; 11/01/2009; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-02
S63 Uniform Securities Agent State Law Examination 2001-05-17
  • S66 Uniform Combined State Law Examination
    2004-06-02
  • S63 Uniform Securities Agent State Law Examination
    2001-05-17

View on SEC IAPD

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