Robert Smith Gesdorf

Current Employers

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2010-11-02

FL RA
APPROVED

Since 2010-11-02

Branch Locations

999 Vanderbilt Beach Road Suite 102, Naples, FL 34108 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Naples	FL	11/2008	Present

11/2008 → Present

Stifel Nicolaus & Co Inc

Naples, FL

Previous Registrations

2008-11-25 → 2010-06-08

Stifel, Nicolaus & Company, Incorporated

Naples, FL

St. Louis, MO
2008-01-25 → 2008-11-19

Robert W. Baird & Co. Incorporated

Naples, FL

Naples, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-18
S65	Uniform Investment Adviser Law Examination	1995-10-31
S63	Uniform Securities Agent State Law Examination	1986-05-09

S66 Uniform Combined State Law Examination

2008-01-18
S65 Uniform Investment Adviser Law Examination

1995-10-31
S63 Uniform Securities Agent State Law Examination

1986-05-09

Other Names

Robert S Gesdorf

View on SEC IAPD

Current Employers

Moors & Cabot, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews