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One Financial Way, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-16 |
| FL | RA | APPROVED | 2022-08-16 |
| KY | RA | APPROVED | 2022-07-28 |
| SC | RA | APPROVED | 2022-07-28 |
| VA | RA | APPROVED | 2022-07-28 |
| OH | RA | APPROVED | 2022-03-01 |
| PA | RA | APPROVED | 2022-03-01 |
| TX | RA | APPROVED | 2022-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance | Findlay | OH | 03/2016 | 03/2022 |
| The O.N. Equity Sales Company | Cincinnati | OH | 03/2022 | Present |
| Ohio National Financial Services | Cincinnati | OH | 02/2011 | Present |
1)FINANCIAL STRATEGIES GROUP POSITION: Agent NATURE: Sole Proprietorship Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 130 START DATE: 04/15/1985 ADDRESS: 655 Fox Run Road, Suite N, Findlay OH 45840 DESCRIPTION: Sell and service life insurance, disability insurance and fixed annuities 2) FDG WEALTH MANAGEMENT LLC; POSITION: Owner NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 07/15/2008 ADDRESS: 655 Fox Run Road, Suite N, Findlay OH 45840 DESCRIPTION: Manage Books for LLC. 3) HANCOCK COUNTY PUBLIC DEFENDERS COMMISSION; POSITION: Commission Member NATURE: County agency that oversees the management of County Public Defenders Office INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2012; ADDRESS: 316 Dorney Plaza, Findlay OH 45840, United States; DESCRIPTION: Provide oversight of management of office of the Hancock Public Defenders office.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-21 |
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