Kathleen Antoinette Graham

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Securities America Inc
  La Vista, NE
• 08/2014 → Present
  Securities America Advisors
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2014-08-19 → 2024-06-14
  Securities America Advisors, Inc.
  Independence, OH
  Lagrange, OH
  Elyria, OH
• 2012-08-21 → 2014-08-08
  Equitable Advisors, Llc
  Independence, OH
• 2009-06-01 → 2012-08-03
  Morgan Stanley
  Beachwood, OH
  Cleveland, OH
  Cleveland, OH
  Honolulu, HI
  Honolulu, HI
• 2008-04-25 → 2009-06-01
  Morgan Stanley & Co. Llc
  Cleveland, OH
  Beachwood, OH
• 2008-01-15 → 2008-04-14
  Ameriprise Financial Services, Llc
  Garden City, NY
• 2005-08-12 → 2008-01-08
  Ameriprise Financial Services, Llc
  Honolulu, HI
  Saddle Brook, NJ
  Honolulu, HI
• 2003-06-30 → 2004-04-16
  Valmark Advisers, Inc.
  Akron , OH

Other Businesses

***INSURANCE POSITION: Supervisor NATURE: Insurance License INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/23/2016 ADDRESS: 12325 Port Grace Blvd, LaVista NE 68128 DESCRIPTION: I hold a Insurance Life License as a Senior RSSP at Securities America as part of my job duties

Exams

• S66 Uniform Combined State Law Examination
  2001-02-16
• S63 Uniform Securities Agent State Law Examination
  1999-09-02

Other Names

• Kathleen Antoinette Mcbride
• Kathleen Antionette Meagher
• Kathleen Antoinette Raftery