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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2011-01-03
  • MI RA
    APPROVED
    Since 2011-01-03

Branch Locations

350 St Andrews Ste 200, Saginaw, MI 48638 • United States

Holland, MI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Planning Partners Llc Saginaw MI 06/2010 Present
Voya Financial Advisors Saginaw MI 09/2014 Present
  • 06/2010 → Present
    Retirement Planning Partners Llc
    Saginaw, MI
  • 09/2014 → Present
    Voya Financial Advisors
    Saginaw, MI
Previous Registrations
  • 2010-12-10 → 2011-01-03
    Voya Financial Partners, Llc
    Saginaw, MI
Other Businesses

NAME OF ENTITY:RETIREMENT PLANNING PARTNERS, LLC; Yes; 350 SAINT ANDREWS RD RM 200.; SAGINAW; MI; 48638; BUSINESS EXPENSE MANAGEMENT; OWNER; 6/1/2010; 8; 8; DBA, LLC CREATED TO BE ABLE TO PAY EMPLOYEES WAGES, TAXES AND OFFICE EXPENSES.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 350 SAINT ANDREWS RD RM 200.; SAGINAW; MI; 48638; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2011; 10; 10; SALE OF FIXED INSURACE PRODUCTS|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-05
S63 Uniform Securities Agent State Law Examination 1986-07-02
  • S65 Uniform Investment Adviser Law Examination
    2010-12-05
  • S63 Uniform Securities Agent State Law Examination
    1986-07-02
Other Names
  • Matt R Mcinerney

View on SEC IAPD

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