David M Bender

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 08/2021
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 06/2016 → 08/2021
  Mml Distributors, Llc
  Enfield, CT
• 12/2020 → 08/2021
  Unemployed
  Stillwater, MN
• 08/2021 → Present
  Principal Life Insurance Company
  Lake Elmo, MN
• 08/2021 → Present
  Principal Securities Inc
  Lake Elmo, MN
• 03/2022 → Present
  Atlas Wealth & Retirement
  Lake Elmo, MN
• 05/2024 → Present
  Csp & Associates
  Lake Elmo, MN

Previous Registrations

• 2014-01-17 → 2016-06-20
  Principal Securities, Inc.
  Minnetonka, MN
  Des Moines, IA
  Minnetonka, MN
  Minnetonka, MN

Other Businesses

INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 09/16/2021 ADDRESS: 8530 Eagle Point Blvd Ste 125, Lake Elmo MN 55042, United States DESCRIPTION: Fixed Life, Fixed Annuity, DI, LTC, Health, Voluntary and Company paid group benefits, Medicare Supplemental Contracts

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-21
• S63 Uniform Securities Agent State Law Examination
  1986-04-24

Other Names

• Dave Bender
• David Michael Bender