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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-03-25
  • NH RA
    APPROVED
    Since 2017-03-25

Branch Locations

27 Water Street Unit 107B, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Wakefield MA 03/2017 Present
Msi Financial Services, Inc. Wakefield MA 11/2005 03/2017
Massmutual Life Insurance Co Wakefield MA 07/2016 Present
  • 03/2017 → Present
    Wakefield, MA
  • 11/2005 → 03/2017
    Msi Financial Services, Inc.
    Wakefield, MA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Wakefield, MA
Previous Registrations
  • 2006-08-02 → 2017-03-25
    Msi Financial Services, Inc.
    Wakefield, MD
    Westboro, MA
    Wakefield, MA
    Westboro, MA
    Wakefield, MA
    Wakefield, MA
    Springfield, MA
    Springfield, MA
    Westboro, MA
  • 1995-05-10 → 2006-01-10
    Metlife Investment Fund Services Llc
    Woodbridge, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-22
S63 Uniform Securities Agent State Law Examination 1986-07-09
  • S65 Uniform Investment Adviser Law Examination
    2002-02-22
  • S63 Uniform Securities Agent State Law Examination
    1986-07-09
Other Names
  • Sharon Lee Robinson

View on SEC IAPD

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