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James Michael Gasparello

Cabot Wealth Management

Salem, MA

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Current Employers
Cabot Wealth Management

48 Dunham Ridge Rd Suite 2000, Beverly, MA 01915 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1998-03-27
MA RA APPROVED 1998-01-17
  • TX RA
    APPROVED_RES
    Since 1998-03-27
  • MA RA
    APPROVED
    Since 1998-01-17

Branch Locations

216 Essex Street, Salem, MA 01970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cabot Money Management, Inc. Salem MA 08/1996 Present
  • 08/1996 → Present
    Cabot Money Management, Inc.
    Salem, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-25
  • S65 Uniform Investment Adviser Law Examination
    1996-09-25
Other Names
  • Jimmy Gasparello

View on SEC IAPD

Other Firms

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PLAN FOR IT FINANCIAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TD PRIVATE CLIENT WEALTH LLC
SANTANDER SECURITIES LLC
J.P. MORGAN SECURITIES LLC
CITIZENS SECURITIES, INC.

Other Investors

GARY MICHAEL COON
MICHAEL SCOTT FINER
MATTHEW ERIC SACHAR
CHRISTOPHER ANDREW LAZZARO
Tatiana Sigalova
CHRISTIAN ODONNELL
Michael G Dooley
KLODIANA SINA GJIKONDI

Other Offices

FINER WEALTH MANAGEMENT, INC. · SALEM, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SALEM, MA
PLAN FOR IT FINANCIAL, LLC · SALEM, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SALEM, MA
TD PRIVATE CLIENT WEALTH LLC · Salem, MA
SANTANDER SECURITIES LLC · Swampscott, MA
J.P. MORGAN SECURITIES LLC · Swampscott, MA
CITIZENS SECURITIES, INC. · SWAMPSCOTT, MA

More in Salem, MA

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