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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-10
MA RA APPROVED 2009-04-17
  • TX RA
    APPROVED
    Since 2024-06-10
  • MA RA
    APPROVED
    Since 2009-04-17

Branch Locations

530 Loring Ave Suite 203, Salem, MA 01970 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Salem MA 11/2008 Present
Raymond James Financial Services Advisors Inc. Salem MA 04/2009 Present
Falcon Financial Corp Salem MA 10/2008 Present
Falcon Realty, Llc Salem MA 03/2011 Present
Coltcam Crowninshield Llc Salem MA 01/2014 Present
  • 11/2008 → Present
    Raymond James Financial Services
    Salem, MA
  • 04/2009 → Present
    Salem, MA
  • 10/2008 → Present
    Falcon Financial Corp
    Salem, MA
  • 03/2011 → Present
    Falcon Realty, Llc
    Salem, MA
  • 01/2014 → Present
    Coltcam Crowninshield Llc
    Salem, MA
Other Businesses

(1)Name of Business: Coltcam Crowninshield LLC Address: 530 Loring Ave Ste 203, Salem, MA, 01970, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/21/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Residential Real Estate Rental (2)Name of Business: FALCON FINANCIAL CORP. Address: 530 Loring Ave Ste 203, Salem, MA, 01970, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/10/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of DBA (3)Name of Business: FALCON REALTY LLC Address: 530 Loring Ave Ste 203, Salem, MA, 01970, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 03/11/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OWNER (4)Name of Business: SACHAR Address: 530 Loring Ave Ste 203, Salem, MA, 01970, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 11/18/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-23
  • S66 Uniform Combined State Law Examination
    2000-06-23
Designations

View on SEC IAPD

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