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Integrated Wealth Concepts LLC CRD 284656
$23.6B regulatory AUM 875 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-04 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Escondido | CA | 08/2011 | 12/2018 |
| Independent Financial Partners | San Diego | CA | 07/2012 | 12/2018 |
| Resources Investment Advisors | Overland Park | KS | 12/2018 | 01/2025 |
| Triad Advisors | Norcross | GA | 01/2019 | 08/2024 |
| Osaic Wealth, Inc. | Escondido | CA | 08/2024 | 01/2025 |
| Integrated Wealth Concepts Llc | Waltham | MA | 01/2025 | Present |
1)Fixed insurance sales;investment related;9276 Scranton Rd,Ste 550,San Diego,CA 92121;fixed annuity and insurance sales;licensed agent;8/1995;10 hrs/month;1 hr during trading;sell fixed insurance 2 01/2025 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: RETIREMENTDNA - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 01/2025 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-25 |
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