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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-03 |
| CA | RA | APPROVED | 2017-02-03 |
Branch Locations
500 La Terraza Blvd, Ste. 150, Escondido, CA 92025 • United States
Carlsbad, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Escondido | CA | 07/2008 | 01/2017 |
| City National Bank | Escondido | CA | 09/2016 | 01/2017 |
| Lpl Financial, Llc | Escondido | CA | 02/2017 | Present |
1) 01/15/2017 - CMB Wealth Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date: 01/10/2017 - 250 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 2) 06/08/2022 - CJC Beyer, INC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 05/27/2022 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-25 |
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