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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
401 Charmany Dr, Madison, WI 53719 • United States
3913 W Prospect Ave, Appleton, WI 54913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Madison | WI | 10/2006 | 02/2018 |
| Lpl Financial Llc | Madison | WI | 02/2018 | Present |
1. 02/14/2018 - First Business Investment Services- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date 10/3/2006. 2. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Trails only. 3. 1/21/2021 - Investment Services at First Business Bank - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2021 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-27 |
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