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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-11-08 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 07/1993 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 06/2011 | Present |
I*2883271 Entity Type: N/A Name of OBA: M.P. DCSD TTEE U/A DTD 11/04/1987 BY M.D. Address:Costa Mesa California Investment Related:No Position, Title, Association:Trustee Start Date:09/04/2025 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Trustee for Parents I*2823275 Entity Type: N/A Name of OBA: T.L.D. TTEE U/A DTD 09/22/04 BY R.P. Address:Costa Mesa California Investment Related:No Position, Title, Association:Trustee Start Date:09/01/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:Trustee for Aunt
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-21 |
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