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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-09-10 |
| OH | RA | APPROVED | 2009-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Akron | OH | 09/2009 | Present |
| Bank Of America, N.A. | Akron | OH | 11/2012 | Present |
I*80977 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DAVID COURTAD INVESTMENT RELATED: N ADDRESS OF BUSINESS: UPPER SANDUSKY, OHIO 43351 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42005 NUMBER OF HOURS DEVOTED: 100 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I OWN A FARM I*962369 For profit or not for profit: Entity Charitable Name of outside business organization: Summit County OSU Alumni Association Investment related: N Address of business: Akron, Ohio, 44333 Nature of business: ["School, College or University"] Position, title, association: ["Committee"], [["Fundraising committee"]] Start date of relationship: 8/18/2022 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Scholarship fund raising committee
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-31 |
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