Randall Scott Cathcart

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 10/2020
  Ubs Financial Services, Inc.
  Town And Country, MO
• 10/2020 → Present
  Wells Fargo Clearing Services, Llc
  Chesterfield, MO

Previous Registrations

• 2007-06-01 → 2020-11-13
  Ubs Financial Services Inc.
  Chesterfield, MO

Other Businesses

RANITA RENTALS, LLC; NOT INVESTMENT RELATED; DARDENNE PRAIRIE,MO; 100% OWNERSHIP WITH SPOUSE; START DATE 11/04/2020; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. RENTAL PROPERTY; INV. RELATED; SALT LAKE CITY,UT; 100% OWNERSHIP WITH SPOUSE; START DATE 09/24/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. CATHCART CAPITAL LLC; INV. RELATED; DARDENNE PRAIRIE, MO; 20% OWNERSHIP; ACQUIRE RENTAL PROPERTY; START 9/1/2023; 0 HRS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  2007-05-31
• S63 Uniform Securities Agent State Law Examination
  1999-07-24

Other Names

• Randy Cathcart
• Randall Cathcart