William Malcolm Defiel

Current Employers

Employment History

• 07/2015 → 06/2024
  Securities America Inc
  New Brighton, MN
• 02/2016 → 06/2024
  Securities America Advisors
  New Brighton, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  New Brighton, MN
• 06/2024 → Present
  Osaic Wealth, Inc.
  New Brighton, MN

Previous Registrations

• 2016-02-02 → 2024-06-14
  Securities America Advisors, Inc.
  New Brighton, MN

Other Businesses

1. WILLIAM DEFIEL POSITION: owner NATURE: rental real-estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1984 ADDRESS: 307 Lake St. S., Bayport MN 55003 DESCRIPTION: Manage property, collect rents 2. FIRST RESOURCE GROUP POSITION: owner NATURE: Fixed Life/Health business INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 06/01/1984 ADDRESS: 1987 Old Hwy 8, New Brighton MN 55112 DESCRIPTION: Life and Health sales 3. WILLIAM DEFIEL - PERSONAL POSITION: manage NATURE: Rental Income from investment property INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2005 ADDRESS: 307 Lake St. S., Bayport MN 55003 DESCRIPTION: Rental Income from property ownership 4. UNIVERSITY FLATS CONDO ASSOCIATION POSITION: board member NATURE: Condominium Association Board INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 2600 University Ave SE, Minneapolis MN 55441, United States DESCRIPTION: Decide on maintenance, repairs, and general maintenance of the building.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-29
• S63 Uniform Securities Agent State Law Examination
  1999-05-28

Other Names

• William Malcom Defiel