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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-09-02
  • MN RA
    APPROVED
    Since 2020-09-02

Branch Locations

2451 15Th St Nw Ste A, New Brighton, MN 55112 • United States

Saint Paul, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Arden Hills MN 08/2015 03/2020
Metropolitan Center For Indpendent Living St. Paul MN 01/2017 Present
Ameriprise Financial Services, Llc New Brighton MN 03/2020 Present
  • 08/2015 → 03/2020
    Ameriprise Financial Services, Inc.
    Arden Hills, MN
  • 01/2017 → Present
    Metropolitan Center For Indpendent Living
    St. Paul, MN
  • 03/2020 → Present
    New Brighton, MN
Other Businesses

Real Estate Ownership; Multi-Family; 1921 St. Anthony Avenue St. Paul, MN 55104, ,; Investment-Related; 03/24/2017 / Multi-Family; 337 Newton Ave. N. Minneapolis MN 55405, ,; Investment-Related; 02/01/2018. Other Business Activities; Music Performance; Piano and Organ performance.; N/A, ,; ; 09/01/2015; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-02
  • S66 Uniform Combined State Law Examination
    2020-09-02

View on SEC IAPD

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