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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-05 |
| TX | RA | APPROVED_RES | 2006-10-03 |
Branch Locations
2451 15Th St Nw Ste A, New Brighton, MN 55112 • United States
Saint Paul, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Brighton | MN | 11/1990 | 03/2020 |
| Ameriprise Financial Services, Llc | New Brighton | MN | 03/2020 | Present |
Board of Directors; Fil-Minnesotan Association (FMA); President; Philippine Center of MN, 1380 Frost, Saint Paul, MN, 55109; Not Investment-Related; 01/06/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-02 |
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