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Michael Paul Austin

Osaic Wealth, Inc.

Baton Rouge, LA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-06-14
  • LA RA
    APPROVED
    Since 2024-06-14

Branch Locations

8675 Bluebonnet Blvd Ste A, Baton Rouge, LA 70810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Baton Bouge LA 11/2014 06/2024
Securities America Advisors, Inc. La Vista NE 11/2014 06/2024
Osaic Wealth, Inc. Baton Rouge LA 06/2024 Present
  • 11/2014 → 06/2024
    Securities America, Inc.
    Baton Bouge, LA
  • 11/2014 → 06/2024
    Securities America Advisors, Inc.
    La Vista, NE
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Baton Rouge, LA
Previous Registrations
  • 2014-11-14 → 2024-06-14
    Securities America Advisors, Inc.
    Baton Rouge, LA
    Baton Rouge, LA
  • 2014-04-09 → 2014-11-14
    Sunset Financial Services, Inc.
    Walker, LA
    Baton Bouge, LA
    Plaquemine, LA
    Kansas City, MO
Other Businesses

1. MICHAEL P AUSTIN AND ASSOCIATES POSITION: agent NATURE: Independent life and health insurance agent INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2015 ADDRESS: 8675 Bluebonnet Blvd., Suite A, Baton Rouge LA 70810 DESCRIPTION: Sell and service life and health insurance products POA FOR WALTER MABRY POSITION: POA NATURE: Power of Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/20/2026 ADDRESS: Baton Rouge LA 70810, United States DESCRIPTION: Power of Attorney for my Uncle

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-01-06
  • S63 Uniform Securities Agent State Law Examination
    2006-01-06
Designations
Other Names
  • Mike Austin
  • Michael Austin

View on SEC IAPD

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Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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