Michael Paul Austin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 06/2024
  Securities America, Inc.
  Baton Bouge, LA
• 11/2014 → 06/2024
  Securities America Advisors, Inc.
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Baton Rouge, LA

Previous Registrations

• 2014-11-14 → 2024-06-14
  Securities America Advisors, Inc.
  Baton Rouge, LA
  Baton Rouge, LA
• 2014-04-09 → 2014-11-14
  Sunset Financial Services, Inc.
  Walker, LA
  Baton Bouge, LA
  Plaquemine, LA
  Kansas City, MO

Other Businesses

1. MICHAEL P AUSTIN AND ASSOCIATES POSITION: agent NATURE: Independent life and health insurance agent INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 12/01/2015 ADDRESS: 8675 Bluebonnet Blvd., Suite A, Baton Rouge LA 70810 DESCRIPTION: Sell and service life and health insurance products POA FOR WALTER MABRY POSITION: POA NATURE: Power of Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/20/2026 ADDRESS: Baton Rouge LA 70810, United States DESCRIPTION: Power of Attorney for my Uncle

Exams

• S63 Uniform Securities Agent State Law Examination
  2006-01-06

Designations

• Certified Financial Planner

Other Names

• Mike Austin
• Michael Austin