Kevin Kenneth Carter

Current Employers

Employment History

• 09/2014 → 10/2019
  Voya Financial Advisors
  Barrington, IL
• 10/2019 → Present
  Carter Financial Group, Inc
  Barrington, IL
• 10/2019 → Present
  Mutual Securities, Inc.
  Camarillo, CA

Previous Registrations

• 1998-07-12 → 2019-10-15
  Voya Financial Advisors, Inc.
  Naperville, IL
  Inverness, IL
  Brooklyn Park, MN

Other Businesses

1. Carter Financial Group, Inc. Start Date: 10/14/2019, 200 N. Northwest Highway, Barrington, IL 60010, S Corp, RIA, President, Day to day operations of RIA working with clients for Financial Planning and Investments, Investment Related, 160 hours per month, 8 hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 04/07/2008, 200 N. Northwest Highway, Barrington, IL 60010, Sole Proprietor, Insurance Sales, President, Selling and Service of Life Insurance, Health and Medicare Supplements, Not Investment Related, 5 hours per month, 1 hour per day during trading hours. 3. 220 S Cook, LLC., Start Date: 04/01/2012, 220 S Cook St, Barrington, IL 60010, LLC, Co Owner of Office Building, Partner, Service the needs of Rental Property, Not Investment Related, 1 hour per month, 0 hours per day during trading hours. 4. Mutual Securities Broker Dealer Registered Representative Since 10/2019 Investment Related 5. Kalahiki 14, LLC., Start Date: 03/2022, 240 W. Lake St., Barrington, IL 60010, LLC, Home Rental, Manager, Day to day duties of running a rental home, Not Investment Related, 2 Hours per month, 0 Hours per day during trading hours. 6. 222 S Cook, LLC., Start Date: 07/03/2007, 222 S Cook St, Barrington, IL 60010, LLC, President, This is just an LLC for my building, Not Investment Related, 4 Hours per month, 15 minutes per day during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-24
• S63 Uniform Securities Agent State Law Examination
  1991-01-30

Designations