John William Thompson

Current Employers

Employment History

• 07/2013 → Present
  Lpl Financial Llc
  Providence, RI
• 08/2013 → Present
  Jw Thompson Investments Llc
  Providence, RI

Previous Registrations

• 2004-09-10 → 2013-08-02
  Cantella & Co., Inc.
  Providence, RI

Other Businesses

(1) 06/14/2013: JW Thompson Investments, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 08/30/2016: JW Thompson Investments, LLC - Registered Investment Advisor - DBA: (Hybrid) JW Thompson Investments, LLC - Investment Related - At Reported Business Location(s) - 90% Time Spent - : I provide investment advisory services through JW Thompson Investments LLC, an independent investment advisor firm. I started this business activity in July, 1999. I expect to spend approximately 90 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 10/14/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/24/2024 - 5 Hours Per Month/ 1 Hour During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-09
• S63 Uniform Securities Agent State Law Examination
  1986-03-25

Other Names

• John William Thompson