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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-06-13 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
194 Wood Ave S, Iselin, NJ 08830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | White Plains | NY | 07/2007 | 03/2018 |
| Wells Fargo Clearing Services Llc | St Louis | NJ | 03/2018 | Present |
BASKETBALL OFFICIAL; NOT INV RELATED; NEW PROVIDENCE, NJ; REFEREE BASKETBALL GAMES; 4 HOURS PER WEEK; NOT DURING TRADING HOURS. TRUSTEE FOR AUNT; INV RELATED; STATEN ISLAND, NY; START: 7/31/18; 1 HR/MO; 0 DURING TRADING.; TRUSTEE FOR AUNT'S TRUST (2), INV RELATED, NEW PROVIDENCE, NJ, START: 8/1/2019, 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-25 |
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