Thomas Boyd

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 03/2018
  Stifel, Nicolaus & Company, Incorporated
  White Plains, NY
• 03/2018 → Present
  Wells Fargo Clearing Services Llc
  St Louis, NJ

Previous Registrations

• 2008-01-12 → 2018-03-06
  Stifel, Nicolaus & Company, Incorporated
  Hackensack, NJ
  Ramsey, NJ
  New York, NY
  White Plains, NY
  Poughkeepsie, NY
  Fairport, NY

Other Businesses

BASKETBALL OFFICIAL; NOT INV RELATED; NEW PROVIDENCE, NJ; REFEREE BASKETBALL GAMES; 4 HOURS PER WEEK; NOT DURING TRADING HOURS. TRUSTEE FOR AUNT; INV RELATED; STATEN ISLAND, NY; START: 7/31/18; 1 HR/MO; 0 DURING TRADING.; TRUSTEE FOR AUNT'S TRUST (2), INV RELATED, NEW PROVIDENCE, NJ, START: 8/1/2019, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-04
• S63 Uniform Securities Agent State Law Examination
  1999-08-25

Other Names

• Thomas Boyd
• Thomas Francis Boyd