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Pamela K Tobbe

Morgan Stanley

Louisville, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-14
KY RA APPROVED 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-14
  • KY RA
    APPROVED
    Since 2024-06-03

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Louisville KY 11/2010 11/2016
Wells Fargo Clearing Services, Llc Louisville KY 11/2016 03/2021
Morgan Stanley Smith Barney Llc Louisville KY 03/2021 06/2022
Morgan Stanley Louisville KY 05/2024 Present
Retired Louisville KY 06/2022 05/2024
  • 11/2010 → 11/2016
    Wells Fargo Advisors Llc
    Louisville, KY
  • 11/2016 → 03/2021
    Wells Fargo Clearing Services, Llc
    Louisville, KY
  • 03/2021 → 06/2022
    Morgan Stanley Smith Barney Llc
    Louisville, KY
  • 05/2024 → Present
    Morgan Stanley
    Louisville, KY
  • 06/2022 → 05/2024
    Retired
    Louisville, KY
Previous Registrations
  • 2021-03-05 → 2022-08-10
    Morgan Stanley
    Louisville, KY
  • 2010-11-19 → 2021-03-15
    Wells Fargo Clearing Services, Llc
    Louisville, KY
    Louisville, KY
    Louisville, KY
  • 2004-01-07 → 2010-11-23
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-02
S63 Uniform Securities Agent State Law Examination 1986-04-03
  • S65 Uniform Investment Adviser Law Examination
    1999-12-02
  • S63 Uniform Securities Agent State Law Examination
    1986-04-03
Other Names
  • Pamela Kay Stinnett
  • Pamela Kay Jaggers
  • Pam Tobbe
  • Pamela Kay Tobbe
  • Pamela K Tobbe

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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