Jon Scott Kay

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1994 → Present
  J.J.B. Hilliard, W.L. Lyons, Inc.
  Nashville, TN
• 10/2019 → Present
  Robert W. Baird & Co. Incorporated
  Nashville, TN

Previous Registrations

• 2004-03-30 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Nashville, TN
  Nashville, TN
  Nashville, TN

Other Businesses

Name/Address: Roger and Camille Blume Foundation / 125 Lake Haven Lane, Henderson, TN 37075 Start Date: 12/20/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-2 hours/month Role/Responsibility: Trustee for foundation Investment Related

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-03-07