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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2014-11-25 |
| TX | RA | APPROVED_RES | 2014-11-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Birmingham | AL | 11/2014 | Present |
| Bank Of America, N.A. | Birmingham | AL | 01/2015 | Present |
I*: 2930369 Entity Type: Fiduciary role Name of OBA: Higgenbotham Family Trust Address: Vestavia, AL 35223 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 09/30/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 1 hr mthly Duties: Successor Trustee/Self, Siblings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-16 |
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