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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-08-21
  • TN RA
    APPROVED
    Since 2018-08-21

Branch Locations

7213 Noah Reid Rd Suite 101, Chattanooga, TN 37421 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Chattanooga TN 08/2009 08/2018
Raymond James Financial Services, Inc. Chattanooga TN 08/2018 Present
Raymond James Financial Services Advisors, Inc. Chattanooga TN 08/2018 Present
Burroughs Keasler Investment Partners Chattanooga TN 08/2018 Present
  • 08/2009 → 08/2018
    Wells Fargo Advisors Financial
    Chattanooga, TN
  • 08/2018 → Present
    Raymond James Financial Services, Inc.
    Chattanooga, TN
  • 08/2018 → Present
    Chattanooga, TN
  • 08/2018 → Present
    Burroughs Keasler Investment Partners
    Chattanooga, TN
Previous Registrations
Other Businesses

(1)Name of Business: Burrroughs Keasler Investment Partners Address: 7213 Noah Reid Rd Ste 101, Chattanooga, TN, 37421, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/16/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Manager- FA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-17
S63 Uniform Securities Agent State Law Examination 1986-02-18
  • S65 Uniform Investment Adviser Law Examination
    2006-01-17
  • S63 Uniform Securities Agent State Law Examination
    1986-02-18
Other Names
  • Mike Burroughs

View on SEC IAPD

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