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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 1993-05-17 |
Branch Locations
60 E South Temple St, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 12/1985 | Present |
| Bank Of America, Na | Salt Lake City | UT | 09/2009 | Present |
I*37305 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: IVY LEAGUE CONSULTING ASSC. LLC INVESTMENT RELATED: ADDRESS OF BUSINESS: RIDGEWOOD NJ 07450 NATURE OF BUSINESS: POSITION, TITLE, ASSOCIATION: FAMILY HELD START DATE OF RELATIONSHIP: 9/28/2000 NUMBER OF HOURS DEVOTED: 0 ANNUALLY HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: DUTIES: MY WIFES TUTORING BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-10 |
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