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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Roanoke | VA | 09/2013 | Present |
| Level Four Advisory Services | Roanoke | VA | 09/2013 | 05/2021 |
| Integrated Wealth Concepts, Llc (Dba: Integrated Partners) | Roanoke | VA | 05/2021 | Present |
1. 09/13/2013 - FIXED INSURANCE SALES/ SALE OF NON-VARIABLE INSURANCE/ 5%/ ROANOKE, VA. 2. 04/07/2014 - NON-VARIABLE INSURANCE - JM FORD ASSOCIATES, INC - I AM A REFERRING AGENT TO JM FORD, FOR INDIVIDUAL AND GROUP HEALTH INSURANCE. - 2% OF TIME SPENT - ROANOKE, VA 3. 09/16/2014: MARKET SQUARE ADVISORS - DBA FOR LPL/Integrated Partners BUSINESS (ENTITY FOR LPL BUSINESS) - 207 ALBEMARLE AVE SW ROANOKE, VA 24016 - START 09/19/2014 - 160 HR/MO ALL DURING SECS TRDG HRS. 4. 2/8/2015: NON-VARIABLE INSURANCE - TFP BROKERAGE - STARTED 02/01/2015 - INVESTMENT RELATED - 2 HOURS PER MONTH DURING TRADING - 11138 STATE BRIDGE RD., SUITE 100, JOHNS CREEK, GA 30022. 5. 6/16/2021 - Integrated Financial Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/11/2021 - 80 Hours Per Month During Securities Trading. 6. 6/16/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/11/2021 - 1 Hour Per Month During Securities Trading. 7. 6/22/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/11/2021 - 80 Hours Per Month During Securities Trading. 8. 6/22/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Market Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/11/2021 - 80 Hours Per Month During Securities Trading. 9. 6/22/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/11/2021 - 1 Hour Per Month During Securities Trading. 10. 6/22/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/11/2021 - 80 Hours Per Month During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 6/2021. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-11 |
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