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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2009-02-05 |
Branch Locations
5215 Old Orchard Road Suite 1200, Skokie, IL 60077 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 10/1980 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/1987 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2007 | Present |
| Northwestern Mutual Investment Services, Llc | Skokie | IL | 02/2009 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) OFFICER/DIRECTOR FOR MISS CATHY MUSIC. NOT INVESTMENT RELATED. COMPANY IS OWNED BY SPOUSE. 58 S. OAK CREEK RD, VERNON HILLS IL 60061. 3) STAND-UP COMEDY; COMEDIAN; 58 S OLD CREEK RD, VERNON HILLS, IL 60061; NOT INVESTMENT-RELATED 4) TEAM MANAGEMENT LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 6/12/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5) OWNER, GLICKMAN SERVICES, LLC, LEGAL ENTITY, START DATE: 06/11/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-06 |
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