Marilyn Carol Friedman

Employer firm

Iht Wealth Management LLC CRD 171481

$9.80B regulatory AUM 326 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 05/2018
  Metlife Securities Inc
  Chicago, IL
• 07/2016 → 05/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 05/2018
  Mml Investors Services, Llc
  Chicago, IL
• 05/2018 → Present
  Lpl Financial, Llc
  Chicago, IL
• 05/2018 → Present
  Iht Wealth Management
  Chicago, IL

Previous Registrations

• 2017-03-25 → 2018-05-15
  Mml Investors Services, Llc
  Chicago, IL
• 2015-05-01 → 2017-03-25
  Msi Financial Services, Inc.
  Chicago, IL
• 2011-06-03 → 2015-05-12
  Ameriprise Financial Services, Llc
  Chicago, IL
• 2008-08-25 → 2011-06-07
  Oppenheimer & Co. Inc.
  Chicago, IL
• 2008-08-22 → 2008-09-10
  B. Riley Wealth Management
  Chicago, IL
• 2004-05-26 → 2008-08-25
  Oppenheimer & Co. Inc.
  Chicago, IL
  Chicago, IL
• 2001-06-08 → 2004-05-26
  Securities America Advisors, Inc.
  Chicago, IL

Other Businesses

1. 5/8/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/03/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/21/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 05/03/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 05/03/2018. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3 LPL Financial Broker Dealer Registered Representative Since 05/2018 Investment Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-15
• S63 Uniform Securities Agent State Law Examination
  1991-04-01