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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-10-03
  • IL RA
    APPROVED
    Since 2017-10-03

Branch Locations

4711 Golf Road Suite 705, Skokie, IL 60076 • United States

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Skokie IL 08/2007 Present
Iht Wealth Management, Llc Chicago IL 10/2017 Present
Previous Registrations
  • 2003-01-02 → 2007-09-11
    Lasalle Financial Services, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Glencoe, IL
    Highland Park, IL
    Skokie, IL
    Park Ridge, IL
    Chicago, IL
Other Businesses

1. 12/01/2008 - KMG Accounting - IVN REL - Tax Prep/Accounting/CPA - 5% TIME SPENT - Management of the tax preparation business 2. 5/23/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:10/02/2017 - 25 Hour(s) Per Month/4 Hour(s) During Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 10/02/2017. I expect to spend approximately 25 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/16/2020 - KMG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2019 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-19
S63 Uniform Securities Agent State Law Examination 2001-03-08
  • S65 Uniform Investment Adviser Law Examination
    2002-12-19
  • S63 Uniform Securities Agent State Law Examination
    2001-03-08
Designations

View on SEC IAPD

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