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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-10
OH RA APPROVED 2025-09-15
  • TX RA
    APPROVED
    Since 2026-02-10
  • OH RA
    APPROVED
    Since 2025-09-15

Branch Locations

5889 Bridgetown Road, Cincinnati, OH 45248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cincinnati OH 04/2005 05/2019
Independent Financial Partners Cincinnati OH 10/2016 09/2025
Ifp Securities, Llc Cincinnati OH 05/2019 09/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2025 Present
Previous Registrations
Other Businesses

1) SAGE FINANCIAL GROUP, 5889 Bridgetown Rd, Cincinnati OH 45248-3142, United States, 09/2025, Owner, DBA Name, INV REL, HR/MO: 160, HR/MO TRADING: 120 2) KEVIN REPEROWITZ, 5889 Bridgetown Rd, Cincinnati OH 45248-3142, United States, 09/2025, Agent, Insurance/Benefits/Human Resources, INV REL, HR/MO: 10, HR/MO TRADING: 10 3) MAYMAY LLC., 5889 Bridgetown Rd, Cincinnati OH 45248-3142, United States, 06/2014, Owner, Real Estate, NIR, HR/MO: 1, HR/MO TRADING: 0 4) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 09/15/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-12
S63 Uniform Securities Agent State Law Examination 1999-07-16
  • S65 Uniform Investment Adviser Law Examination
    2004-05-12
  • S63 Uniform Securities Agent State Law Examination
    1999-07-16
Designations
  • Certified Financial Planner

View on SEC IAPD

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