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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2012-10-05 |
| TX | RA | APPROVED | 1986-03-25 |
Branch Locations
1803 Broadway St, San Antonio, TX 78215 • United States
Kerrville, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 03/1984 | Present |
| Bank Of America, N.A. | San Antonio | TX | 09/2009 | Present |
I*27106 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TOWER SIX INVESTMENTS LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: SHREVEPORT, LOUISIANA 71101 NATURE OF BUSINESS: LLC,FAMILY INVESTMENTS POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 12/29/2005 NUMBER OF HOURS DEVOTED: 7 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5 DUTIES: PERSONAL FIDUCIARY ROLE I*412590 For profit or not for profit: Entity For Profit Name of outside business organization: Cindy Lee Collins Investment related: N Address of business: San Antonio, Texas, 78229 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 5/24/2021 Number of hours devoted: 48 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Part-Time, Songwriter.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-14 |
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