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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2010-01-01 |
| TX | RA | APPROVED_RES | 2010-01-01 |
Branch Locations
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
1285 Avenue Of The Americas 11Th Floor, New York, NY 10019 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
100 South East Second Street Suite 2340, Miami, FL 33131 • United States
100 South East Second Street 27Th Floor, Miami, FL 33131 • United States
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
555 California Street 33Rd Floor, San Francisco, CA 94104 • United States
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 01/2010 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-25 |
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