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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2013-01-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Birmingham | AL | 01/2013 | Present |
| Cadence Bank Na | Birmingham | AL | 01/2012 | Present |
1. 1/31/2013 - CADENCE INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 1/31/2013 - Cadence Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - EXECUTIVE VICE PRESIDENT, PRIVATE BANKING - Time Spent 70%. 3. 7/31/2020 - Lee Haven Sportsman Club LLC - Not Investment Related - Home Based - Other-Hunting Club - Managing Member - Started 04/04/2019 - 1 Hour Per Month/0 Hours During Securities Trading - Formed a hunting club called Lee Haven Sportsman Club LLC. The club has 23 members that lease property for hunting and fishing in Livingston Alabama.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-05-16 |
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