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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-08 |
| WA | RA | APPROVED | 2014-01-16 |
| OR | RA | APPROVED | 2009-09-18 |
Branch Locations
121 Sw Morrison Suite 1800, Portland, OR 97204 • United States
Camas, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Portland | OR | 05/2009 | Present |
1. Rental Property; 2216 Bear Valley, Las Vegas, NV 89128; Owner; Offer property for rent; 08/01/2023; 12 Hours per Year; Not during securities trading hours; Investment-Related. 2. Gilge coin sales; 3536 NW 3rd Ave Camas WA 98607; owner; Buy, sell and appraisal of numismatics; 1/1/88; 8 hours per month; not during securities trading hours; not inv related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-21 |
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