Carlo Frank Runca

Current Employers

Employment History

• 03/1997 → Present
  Runca Financial Services
  Williamsville, NY
• 06/1999 → 11/2023
  Fsc Securities Corporation
  Amherst, NY
• 11/2023 → Present
  Osaic Wealth, Inc.
  Amherst, NY

Previous Registrations

• 2021-04-26 → 2023-11-03
  Fsc Securities Corporation
  Williamsville, NY
  Amherst, NY

Other Businesses

1. RUNCA FINANCIAL SERVICES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 06/01/1984 ADDRESS: 2001 Niagara Falls Blvd. Suite 1, Amherst NY 14228, United States DESCRIPTION: SALES AND SERVICE OF SECURITIES. 2. CARLO F. RUNCA - INSURANCE PRODUCER POSITION: Agent NATURE: Sole Proprietorship, sale of insurance of insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/20/1984 ADDRESS: 2001 Niagara Falls Blvd Suite 1, Amherst NY 14228, United States DESCRIPTION: Sale and prospecting of fixed and variable insurance products. 3. MARTHA JEAN RUNCA ESTATE POSITION: Executor NATURE: Executor for my Mothers estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 10/25/2023 ADDRESS: 2001 Niagara Falls Blvd Suite 1, Amherst NY 14228-3519, United States DESCRIPTION: Working with her attorney to settle the affairs of her estate. I am sole Beneficiary of my mothers, estate and will likely receive proceeds from any assets that she has.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-16