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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 04/2008 | 02/2017 |
| Central Financial Group | W Des Moines | IA | 03/2008 | Present |
| William J. Warren | W Des Moines | IA | 01/2009 | Present |
| Sii | West Des Moines | IA | 02/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Johnston | IA | 11/2018 | Present |
1. WILLIAM J. WARREN; SAME AS BRANCH; NON-INV REL; TAX PREPARATION; OWNER AND PREPARER; START DATE=01/2009; HRS/MO=15; TRADING HRS/MO=0; PREPARATION OF TAX RETURNS FOR CUSTOMERS. 2. CENTRAL FINANCIAL GROUP - FIXED INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 43 SECURITIES TRADING HOURS: 43 START DATE: 04/01/1990 ADDRESS: 5700 Merle Hay Road, PO Box 1447, Johnston IA 50131, United States DESCRIPTION: Sell and service life, health and disability income insurance.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-30 |
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