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William James Warren

Osaic Wealth, Inc.

Johnston, IA

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2018-11-02
  • IA RA
    APPROVED
    Since 2018-11-02

Branch Locations

5700 Merle Hay Road, Johnston, IA 50131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp Lincoln NE 04/2008 02/2017
Central Financial Group W Des Moines IA 03/2008 Present
William J. Warren W Des Moines IA 01/2009 Present
Sii West Des Moines IA 02/2017 11/2018
Royal Alliance Associates, Inc. Johnston IA 11/2018 Present
  • 04/2008 → 02/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 03/2008 → Present
    Central Financial Group
    W Des Moines, IA
  • 01/2009 → Present
    William J. Warren
    W Des Moines, IA
  • 02/2017 → 11/2018
    Sii
    West Des Moines, IA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Johnston, IA
Previous Registrations
  • 2017-02-22 → 2018-11-02
    Signator Investors, Inc.
    Johnston, IA
    Algona, IA
    Huxley, IA
  • 2008-05-30 → 2017-02-24
    Ameritas Investment Company, Llc
    W Des Moines, IA
    Des Moines, IA
Other Businesses

1. WILLIAM J. WARREN; SAME AS BRANCH; NON-INV REL; TAX PREPARATION; OWNER AND PREPARER; START DATE=01/2009; HRS/MO=15; TRADING HRS/MO=0; PREPARATION OF TAX RETURNS FOR CUSTOMERS. 2. CENTRAL FINANCIAL GROUP - FIXED INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 43 SECURITIES TRADING HOURS: 43 START DATE: 04/01/1990 ADDRESS: 5700 Merle Hay Road, PO Box 1447, Johnston IA 50131, United States DESCRIPTION: Sell and service life, health and disability income insurance.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-30
  • S63 Uniform Securities Agent State Law Examination
    1990-11-30
Designations
Other Names
  • Bill Warren

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