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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2004-03-30
  • IA RA
    APPROVED
    Since 2004-03-30

Branch Locations

5404 Nw 88Th Street, Johnston, IA 50131-1721 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Johnston IA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-25
S63 Uniform Securities Agent State Law Examination 1999-09-27
  • S66 Uniform Combined State Law Examination
    2004-02-25
  • S63 Uniform Securities Agent State Law Examination
    1999-09-27

View on SEC IAPD

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