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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-05-04
  • GA RA
    APPROVED
    Since 2016-05-04

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Eatonton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Conyers GA 04/2016 Present
Kestra Investment Services, Llc Conyers GA 05/2003 Present
Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Nuvision Financial Corp Investment Related: No Address: 2435 Wall St. Suite 101 Conyers GA 30013 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Principal Start Date: 12/1/2002 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage the office and produce business Name: FREY-MOSS STRUCTURES, INC. POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/22/2023 ADDRESS: 1801 Rockdale Industrial Blvd., Conyers GA 30012 DESCRIPTION: As a board member I will have access to to financial information, reports and other strategic information of the operations of the business in order to advise and oversee the executive management of the business. As a director I will also have input for setting the strategic direction of the company, approving major decisions and ensuring the company operates in a ethical and compliant way. NAME: FREY-MOSS STRUCTURES, INC. POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/22/2023 ADDRESS: 1801 Rockdale Industrial Blvd., Conyers GA 30012, United States DESCRIPTION: As a board member I will have access to to financial information, reports and other strategic information of the operations of the business in order to advise and oversee the executive management of the business. As a director I will also have input for setting the strategic direction of the company, approving major decisions and ensuring the company operates in a ethical and compliant way.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-03-07
  • S63 Uniform Securities Agent State Law Examination
    1986-03-07
Designations

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