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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-01-03
  • VA RA
    APPROVED
    Since 2020-01-03

Branch Locations

19301 Winmeade Dr. #260, Leesburg, VA 20176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Leesburg VA 11/2012 01/2020
Independent Financial Group Leesburg VA 01/2020 Present
  • 11/2012 → 01/2020
    Royal Alliance
    Leesburg, VA
  • 01/2020 → Present
    Independent Financial Group
    Leesburg, VA
Previous Registrations
Other Businesses

(1) BDA FINANCIAL, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2001 ADDRESS: 19301 Winmeade Dr., #260, Leesburg VA 20176, United States DESCRIPTION: CEO with all managerial functions & responsibilities DBA for marketing securities and advisory services (2) ARLINGTON COUNTY PUBLIC SCHOOLS - COMMUNITY LEARNING POSITION: Employee NATURE: Teaching/Coaching INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2019 ADDRESS: 22110 Washington Blvd, Arlington VA 22204, United States DESCRIPTION: Teach class called "Pre-Retirement Guide for Federal Employees" which covers federal benefits both before and during retirement. (3) ROBERT DAVIDSON POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/01/2020 ADDRESS: 19301 Winmeade Dr., #260, Leesburg VA 20176, United States DESCRIPTION: Selling fixed life & health insurance products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-17
S63 Uniform Securities Agent State Law Examination 1986-04-09
  • S65 Uniform Investment Adviser Law Examination
    1999-06-17
  • S63 Uniform Securities Agent State Law Examination
    1986-04-09
Designations

View on SEC IAPD

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