David Michael Ogman

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 11/2016
  Ubs Financial Services Inc.
  Boca Raton, FL
• 06/2017 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Palm Beach, FL
• 12/2016 → 06/2017
  Self Employed
  Boca Raton, FL
• 07/2017 → 09/2021
  Bank Of America, Na
  West Palm Beach, FL
• 09/2021 → 02/2024
  Citibank
  West Palm Beach, FL
• 02/2024 → Present
  Raymond James Financial Services, Inc.
  Boca Raton, FL
• 02/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Boca Raton, FL
• 02/2024 → Present
  Fortuna Wealth
  Boca Raton, FL

Previous Registrations

• 2022-01-04 → 2024-02-27
  Citigroup Global Markets Inc.
  Greenwich, CT
  West Palm Beach, FL
  Washington, DC
• 2017-07-14 → 2021-09-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Palm Beach, FL
  Palm Beach Gardens, FL
  Boca Raton, FL
• 2014-03-17 → 2016-11-28
  Ubs Financial Services Inc.
  Boca Raton, FL
• 2009-06-01 → 2014-03-20
  Morgan Stanley
  Boca Raton, FL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Boca Raton, FL
• 2006-10-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  Boca Raton, FL
• 2000-05-16 → 2004-10-25
  Citigroup Global Markets Inc.
  Boca Raton, FL

Other Businesses

1. Fortuna Wealth Not investment related Boca Raton, FL DBA/Support Company Advisor 2/2024 0 hrs per month 0 hrs during trading hrs Providing financial guidance to clients (2) Name of Business: Jordan Avi Ogman Foundation Address: 4221 NW 66th Lane, Boca Raton, FL, 33496, United States Activity Type: Non profit Position/Title: Founder, Director Investment Related: Yes Start Date: 12/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Founder of the Jordan Avi Ogman Foundation to raise awareness and funds for the life-saving cure. (3) Name of Business: NAMGO Capital LLC Address: 4221 NW 66th Lane, Boca Raton, FL, 33496, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 02/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my entity currently being formed for my buisness expenses at Raymond James.

Exams

• S66 Uniform Combined State Law Examination
  2002-07-12

Other Names

• David Michael Ogman
• David M Ogman
• David Ogman
• Dave Ogman