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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-10 |
| FL | RA | APPROVED | 2018-12-26 |
| IL | RA | APPROVED | 2014-05-27 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
Naples, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oak Brook | IL | 05/2014 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. RENTAL PROPERTY, LANDLORD; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; INVESTMENT RELATED; ELGIN, ILLINOIS; START DATE: 04/2016 2. Farmland Rental Property; Investment related; Hampshire, IL; Rental ; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Nov 2006; During business hours: 0; After business hours: 0. *709515- Big Buck Enterprises; Investment related Yes; Maquon, Illinois; Recreation; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours:0; After business hours:2; Property Management:Labor/Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-11 |
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