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John Judson Faircloth

Ubs Financial Services Inc.

Tampa, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-07-14
GA RA APPROVED 2015-04-01
FL RA APPROVED 2008-11-20
  • TX RA
    APPROVED
    Since 2015-07-14
  • GA RA
    APPROVED
    Since 2015-04-01
  • FL RA
    APPROVED
    Since 2008-11-20

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Tampa FL 10/2008 Present
Previous Registrations
Other Businesses

BELLEAIR BEACH CONDO ASSOCIATION 2760 GULF BLVD. BELLEAIR BEACH, FL CONDO ASSOCIATION WORKING WITH CPA TO ASSURE INCOME IS SUFFICIENT TO PAY EXPENSES 2 HOURS PER MONTH EFF: 11-17-08 PRESIDENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-14
S63 Uniform Securities Agent State Law Examination 1986-03-07
  • S65 Uniform Investment Adviser Law Examination
    1994-03-14
  • S63 Uniform Securities Agent State Law Examination
    1986-03-07
Designations
Other Names
  • John Faircloth
  • John Judson Faircloth

View on SEC IAPD

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