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Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-05-27
NJ RA APPROVED 2020-05-27
  • IL RA
    APPROVED
    Since 2020-05-27
  • NJ RA
    APPROVED
    Since 2020-05-27

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

Western Springs, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 06/2010 12/2018
Blackrock Investments Llc Princeton NJ 03/2020 Present
Blackrock Princeton NJ 03/2020 Present
Dws Distributors, Inc Chicago IL 12/2018 03/2020
  • 06/2010 → 12/2018
    Invesco Distributors, Inc.
    Houston, TX
  • 03/2020 → Present
    Blackrock Investments Llc
    Princeton, NJ
  • 03/2020 → Present
    Blackrock
    Princeton, NJ
  • 12/2018 → 03/2020
    Dws Distributors, Inc
    Chicago, IL
Previous Registrations
Other Businesses

Western Springs Little League, Non-Investment related. Little Little Baseball Board, Board Member, Attend monthy meetings, 1 hour

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-07
S63 Uniform Securities Agent State Law Examination 2000-02-05
  • S66 Uniform Combined State Law Examination
    2011-03-07
  • S63 Uniform Securities Agent State Law Examination
    2000-02-05
Other Names
  • Kenneth Paul Zaugh
  • Kenneth Zaugh

View on SEC IAPD

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